The asset manager Associate supports the asset manager & Business Ethics function at the asset manager, with a primary focus on investment asset manager. The role contributes to monitoring investment activities, supporting regulatory initiatives, conducting asset manager reviews, and reinforcing a culture of ethics, integrity, and accountability across the organisation.
Key Responsibilities
- Support the execution of the organisation\'s asset manager and business ethics programme.
- Conduct asset manager reviews and monitoring activities to assess adherence to regulatory and internal requirements.
- Monitor investment activities and ensure asset manager with applicable investment guidelines and regulatory obligations.
- Review and assess asset manager matters related to investment products, mandates, and financial market activities.
- Support regulatory assessments and assist in implementing regulatory developments affecting the organisation.
- Assist in preparing asset manager reports, management updates, and regulatory communications.
- Support the development, maintenance, and periodic review of asset manager-related policies and procedures.
- Assist in managing asset manager records, disclosures, and documentation.
- Support employee awareness and training initiatives relating to asset manager and business ethics.
- Collaborate with internal stakeholders to provide asset manager guidance and support business objectives.
Skills & Experience
- Bachelor\'s or Master\'s degree in Finance, Investments, Economics, Accounting, Business Administration, Law, or a related discipline.
- Minimum five years of relevant experience in investment asset manager, asset management, investment operations, financial services asset manager, risk management, internal audit, or a related field.
- Prior experience within an investment management company, asset manager, investment firm, pension fund, sovereign wealth fund, or other regulated financial institution is strongly preferred.
- Strong understanding of investment management, financial markets, and investment products, including portfolio management concepts.
- Knowledge of asset manager and regulatory frameworks applicable to financial services.
- Ability to review, interpret, and apply regulatory and business requirements with sound professional judgement.
- Strong analytical and problem-solving skills with high attention to detail.
- Strong report writing and communication skills.
- Demonstrated ethical standards and integrity.
- Professional certifications in investments, asset manager, governance, or risk management are an advantage.
Core Competencies
- Integrity and accountability
- Investment asset manager knowledge
- Analytical thinking and attention to detail
- Effective communication and stakeholder management
- Professional judgement and results orientation
- Collaboration and continuous learning
About Senna
Senna is a careers platform for finance candidates who want better opportunities, stronger recruiter contacts, and more strategic career guidance. We help professionals clarify their ambitions, target the right roles, find relevant recruiter contacts, and access expert support tailored to their goals. Senna is built to help candidates move with stronger direction, sharper positioning, and greater momentum. For more information, visit joinsenna.com.
